Kuhn’s Ashtray

by Kieran Healy on March 7, 2011

Errol Morris starts to tell a story:

It was April, 1972. The Institute for Advanced Study in Princeton, N. J. The home in the 1950s of Albert Einstein and Kurt Gödel. Thomas Kuhn, the author of “The Structure of Scientific Revolutions” and the father of the paradigm shift, threw an ashtray at my head. It had all begun six months earlier. “Under no circumstances are you to go to those lectures. Do you hear me?” Kuhn, the head of the Program in the History and Philosophy of Science at Princeton where I was a graduate student, had issued an ultimatum. It concerned the philosopher Saul Kripke’s lectures — later to be called “Naming and Necessity” — which he had originally given at Princeton in 1970 and planned to give again in the Fall, 1972. But what was Kuhn’s problem with Kripke?

{ 78 comments }

1

Hidari 03.07.11 at 5:06 pm

FWIW (and I like to think Morris would appreciate the irony here, but he might not) I don’t for a second believe that these events occurred in the way Morris has chosen to remember them as having occurred.

2

engels 03.07.11 at 5:09 pm

Is this a new publishing trend? Wittgenstein’s Poker did pretty well a few years back as I recall. Any guesses on what’s next? Rawls’ paperweight? Donald Davidson’s whisky decanter?

3

Straightwood 03.07.11 at 5:15 pm

The sad thing about tales of the academic “geniuses” is how small they are when measured against the enormous problems of philosophy and science. Throw in the normal distribution of human frailties and you have a good argument for turning off the genius hype machine and its reality distortion field.

Our geniuses have done next to nothing to avert the likely ecological destruction of the planet; have failed to check the rise of a corrupt global plutocracy; and have refused to contemplate a future in which academic endeavor is not governed by an ego-warped star system.

4

Hidari 03.07.11 at 5:25 pm

‘Our geniuses have done next to nothing to avert the likely ecological destruction of the planet; have failed to check the rise of a corrupt global plutocracy; and have refused to contemplate a future in which academic endeavor is not governed by an ego-warped star system.’

No but they have done much to cause all these things, so you can’t fault them for not getting out and about and engaging with the real world, much as one might wish they hadn’t bothered.

5

dsquared 03.07.11 at 5:25 pm

Our geniuses have done next to nothing to avert the likely ecological destruction of the planet; have failed to check the rise of a corrupt global plutocracy; and have refused to contemplate a future in which academic endeavor is not governed by an ego-warped star system

it’s not like the morons have done all that much either though.

6

Marc 03.07.11 at 5:43 pm

I’m perfectly happy to recognize exceptional creativity in the natural and social sciences, literature, and the arts. I don’t also need those creative souls to be saints and don’t understand why you’d think the two would even correlate.

Kuhn made lasting contributions to knowledge, just like Thomas Jefferson did. I don’t need to know or care about their personal lives to appreciate these things. So what is gained by doing so?

7

tomslee 03.07.11 at 5:47 pm

“So what is gained by doing so?”

Well, when my kids ask me why I’m so stupid I can now tell them “be glad I’m not a genius, or you’d have an ashtray in the face.”

8

mds 03.07.11 at 5:59 pm

Well, when my kids ask me why I’m so stupid I can now tell them “be glad I’m not a genius, or you’d have an ashtray in the face.”

I prefer increduluously saying, “You woke me up in the middle of the night to tell me I was stupid?”

9

Lee A. Arnold 03.07.11 at 6:01 pm

A little off-topic but almost as mesmerizing as an Errol Morris film, here is a 3-min. “home movie” filmed at Princeton in 1947 containing Einstein, Godel, Dirac, Weyl, Erdos and several others, some of them yet unidentified, walking out of a building, talking to each other, and presenting themselves to the camera:

10

Lee A. Arnold 03.07.11 at 6:12 pm

I think it may be the only known film of Godel.

11

chris 03.07.11 at 6:25 pm

it’s not like the morons have done all that much either though.

Oh, I quite disagree. They’re the corrupt global plutocracy’s biggest support base, and leading the effort to proclaim that the impending ecological damage (“destruction” is perhaps a bit melodramatic, although understandable from the perspective of one species of large mammal) is either a mirage cooked up by an elite conspiracy, or God’s will and thus inevitable, take your pick.

Contra Hidari, I see geniuses on both sides of most of those issues; which ones are *evil* geniuses depends on your point of view, of course. Personally, I’m on the side that both would prefer for humanity to survive and maintain a decent standard of living over the next few centuries, longer if possible, and believes that this outcome is in some danger.

12

Matt 03.07.11 at 6:56 pm

I don’t need to know or care about their personal lives to appreciate these things. So what is gained by doing so?

I don’t know that I’d want to say it about this particular case, but this sort of thing can often be helpful in understanding the influence of different thinkers. Sometimes how influential a thinker is has as much to do with how he or she interacts with and cultivates (or doesn’t) students as with the intrinsic interest of the ideas involved. If you read the interview with Kuhn published in _The Road Since Structure_, it’s not hard to get the idea that he was a fairly hard person to deal with and one who at least didn’t put much effort into cultivating students. Maybe that’s wrong, but it’s certainly the impression I got. Throw in some stories like this, and certain aspects of Kuhn’s influence and the development of his ideas start to take on a new light.

13

Lee A. Arnold 03.07.11 at 7:27 pm

Oh in that Youtube link above, one man tries to hit another man over the head comically with a big sheaf of papers (appears later than Gödel, who is also carrying a sheaf of papers.) We could easily imagine ashtray-flying to be an “Institute for Advanced Study” thing. Probably a high number of pack-years in that crowd.

14

lemmy caution 03.07.11 at 7:35 pm

I am currently reading “The Copernican Revolution”. It is good.

15

engels 03.07.11 at 7:39 pm

Matt, are you saying that someone can become undeservedly influential by NOT cultivating his students? How would that happen? On the face of it isn’t the reverse was more likely?

16

Niamh 03.07.11 at 7:46 pm

So that’s how to resolve arguments about incommensurability.
I’d always wondered.

17

Antonio Conselheiro 03.07.11 at 7:49 pm

I call Kuhn’s reply “The Ashtray Argument.” If someone says something you don’t like, you throw something at him. Preferably something large, heavy, and with sharp edges.

And all I’ve ever done is troll threads and occasionally tell someone to fuck themself. It’s not fair.

18

Matt 03.07.11 at 8:01 pm

Engels- I wasn’t clear, I guess. I meant that Kuhn isn’t very influential in philosophy of science these days, in the sense that there are very few “Kuhnians” or people who defend his core ideas, or so it seems to me. I’m much less sure about history of science, especially when it’s distinct from philosophy of science, but my impression is that it, too, has moved away from Kuhn’s position in important ways, and that few people would present themselves as Kuhnians. This isn’t to say his ideas haven’t had an impact in philosophy, but very few people present themselves are working in his foot-steps or on his projects, or so it seems to me. (In a recent class I taught full of smart fairly young people who had all graduated from top universities only one had even heard of Kuhn.) I suspect this is at least partly because of a tendency to not develop students, but I don’t know.

19

Marc 03.07.11 at 8:20 pm

I certainly agree that you can learn interesting things about the ideas of a creative person by learning about their personality. The particular objection that I have is to equate personal morality with intellectual value – e.g. that Jefferson was a slaveowner, thus his writings are not valuable; or that Kuhn was a jerk, ergo Kuhn’s ideas on the history of science are wrong.

20

Anderson 03.07.11 at 8:28 pm

Kripke addressed the 20 or so graduate students and professors assembled in a small seminar room by looking at them through an empty water glass as if it were a telescope or the lens of a camera.

I knew Kripke was crazy, but I didn’t know he was *that* crazy.

21

praisegod barebones 03.07.11 at 8:39 pm

Matt @ 18

Of course, it was Kuhn that said that old paradigms never got refuted, the people who believed them just died off.

22

novakant 03.07.11 at 8:43 pm

Our geniuses have done next to nothing to avert …

It’s not their job, most people have never heard of let alone read them and they don’t have any power – they’re a lot like you and me (except for the genius part I presume), so how are they supposed to change anything?

23

Bruce Wilder 03.07.11 at 9:26 pm

Genius changes things, by altering the models we use to interpret and manipulate and control the world around us, including ourselves. Thinking is a social and cultural process, and it is the core of effective control of production processes through social institutions. Somebody has to invent, modify and adapt the basic elements of intellectual architecture, which are then elaborated into vast social systems of functional institutions.

I think the ashtray story is most useful as a reminder that human genius never knows its limitations. A few moments of great, powerful insight don’t translate well into the long, hard slog of daily life, marriage, having political opinions, having friends, being ethical or kind or wise. Specialization in any activity is an opportunity to excel that doesn’t translate to broader realms, and great achievement is often an accident of historical context.

24

Ben 03.07.11 at 9:28 pm

praisegod barebones @21

It was Max Planck who said this, but you’re right that Kuhn quotes him to good effect.

25

william u. 03.07.11 at 10:15 pm

I know the fashion is to read “texts, not authors,” and I suspect much of the attraction of that position is that it licenses the reader to repurpose a text for his or her own projects or concerns. Perhaps Kripkenstein is a case in point. I wonder, though: Can a text be wrenched so easily from the context of an entire life? If the late Heidegger was a Nazi and purveyor of mystical obscurantist codswallop, aren’t the dialectical seeds of this in the early Heidegger?

Kuhn gets off because the connection between ashtray kinematics and the accumulation of scientific anomalies is, needless to say, obscure.

26

chris 03.07.11 at 10:23 pm

If the late Heidegger was a Nazi and purveyor of mystical obscurantist codswallop, aren’t the dialectical seeds of this in the early Heidegger?

Doesn’t that sort of depend on what happened to him in between? There’s quite a lot of people for whom their later views are not simply logical consequences of their earlier views, and may in some cases even be radically opposed (e.g. the wisecrack about being a liberal at twenty and a conservative at forty — written, I have always assumed, by a forty-year-old conservative out to discredit liberalism as youthful folly, but still, there is some truth in it).

27

Steve LaBonne 03.07.11 at 10:35 pm

…written, I have always assumed, by a forty-year-old conservative out to discredit liberalism as youthful folly…

A correct assumption, and the self-serving liberal turned conservative in question was Winston Churchill.

28

Walt 03.07.11 at 10:36 pm

I swear to God, there’s an iron rule of philosophy of science, where the amount of influence a figure had on the world is inversely proportional to the amount of influence they currently have in the philosophy of science. What do people in philosophy of science do these days? Work out the properties of not-water on Earth 2?

29

Anderson 03.07.11 at 10:38 pm

aren’t the dialectical seeds of this in the early Heidegger?

Opinions vary, but this guy certainly thinks he knows the answer.

(I’ve linked to Fritsche’s treatment of the notorious chat with Löwith, but the book as a whole tries to explicate Being & Time as sort of an ur-Nazi text.)

30

Anderson 03.07.11 at 10:44 pm

31

Ben 03.07.11 at 11:08 pm

Walt @28

Philosophy of science is not monolithic, of course, but these days lots of research is very close-to-the-ground, which one might describe as a naturalist turn in philosophy of science. Whatever its other faults, this stuff is pretty far from working out the properties of not-water on Earth 2.

If you’re interested, the preprint archive at philsci.org is a good snapshot (not behind any subscription walls) of what philosophers of science are up to these days.

32

David S. 03.07.11 at 11:31 pm

I’m going to take a wild guess about what Thomas Kuhn died of…

Correct! (According to Wikipedia anyway).

I’ve noticed before that most famous philosophers are dead, it makes you wonder why they keep trying…

33

novakant 03.07.11 at 11:41 pm

Somebody has to invent, modify and adapt the basic elements of intellectual architecture, which are then elaborated into vast social systems of functional institutions.

I’m afraid this is academic wishful thinking – very popular since Plato’s philosopher kings, but also wrong for the most part. Power is divided up elsewhere by and the “intellectual architecture”, if it is plays a part at all, mostly window dressing.

34

Matt 03.08.11 at 12:07 am

I was going to say what Ben says above- that philosophy of science is a diverse and vibrant area, and that very much of it is closely engaged with the sciences. Very little of it involves a priori speculation about twin earth and the like.

35

Down and Out of Sài Gòn 03.08.11 at 12:18 am

Error Morris never answers his own question “But what was Kuhn’s problem with Kripke?” I remain bewildered.

36

Matt 03.08.11 at 12:51 am

Error Morris never answers his own question “But what was Kuhn’s problem with Kripke?” I remain bewildered.

Many (including, I think, Kuhn) have seen a strong conflict between the so-called “new theory of reference” put forward by Kripke and Hilary Putnam and Kuhn’s views on paradigms and incommensurability. Roughly, on Kuhn’s view, change of theory implies change of meaning of terms, but on a “direct reference” theory of the sort Kripke and Putnam were developing, this isn’t so, at least not for certain terms (often the terms Kuhn was most interested in- natural kind terms discussed by science and the like.) So, I’d guess that Kuhn was worried that Kripke’s lectures were going to be a bad influence on his students, given that many people, including Kuhn, thought that if Kripke was right, and important part of Kuhn’s approach would need, at least, to be changed. There’s some useful discussion of this in Alexander Bird’s book on Kuhn, if people are interested.

37

Down and Out of Sài Gòn 03.08.11 at 1:04 am

Thank you, Matt.

38

Andrew 03.08.11 at 1:32 am

… and thus Kuhn’s early experiment at inducing a paradigm shift in his graduate student while simultaneously quitting smoking proved a failure.

39

LFC 03.08.11 at 1:56 am

Well, Kuhn may be passé in philosophy of science these days, but I’d say that’s not true (certainly not as true) in other areas. It’s well known that a lot of social scientists, including some philosophically or theoretically inclined ones, seized on the notion of paradigms without paying very close attention to how Kuhn was using the term, and as a result references to Kuhn continue to appear in, e.g., political science journals, even if primarily in a debunking/clarifying/etc. mode. See for example here.

40

LFC 03.08.11 at 1:59 am

Sorry link in 39 doesn’t work. This one should: here

41

Colin Danby 03.08.11 at 5:10 am

What do people throw at graduate students now?

42

JP Stormcrow 03.08.11 at 5:21 am

They yell, “Ceci n’est pas un cendrier!” at them.

43

Daniel Nexon 03.08.11 at 5:35 am

@LFC — if I do say so myself, this is much better than Walker’s fine piece.

44

Daniel Nexon 03.08.11 at 5:44 am

… in no small measure because describing Kuhn and Lakatos as having “authoritarian views of science” (although this isn’t off the mark for what Lakatos thought of Kuhn) is odd. Anyway, it appears that Kuhn was personally rather authoritarian. But this all raises a question: why are we being treated to Morris repeating rather tired complaints about Kuhn in the NYT?

45

mclaren 03.08.11 at 6:25 am

Straightwood claimed: Our geniuses have done next to nothing to avert the likely ecological destruction of the planet…

Actually, Norman Borlaug has done quite a lot of avert the likely ecological destruction of the planet.

It is left as an exercise for the reader to calculate the probably acreage which would have had to be clearcut if Borlaug’s “green revolution” hadn’t allowed exponentially more people to be fed per hectare of arable land.

46

garymar 03.08.11 at 7:11 am

wasn’t this just part I of a five part series? so we’ve only read 20% of the story.

47

Jacob 03.08.11 at 7:58 am

48

garymar 03.08.11 at 8:29 am

Thanks, Jacob. I’ve now got 40% of the story. The second part is quite meaty.

I can’t find a connection on the page between the 2 parts, though. I did search on “ashtray” and found them both.

49

ajay 03.08.11 at 11:44 am

Of course, it was Kuhn that said that old paradigms never got refuted, the people who believed them just died off.

Well, having Kuhn continually heaving ashtrays at them probably didn’t help their life expectancy.

27: the self-serving liberal turned conservative in question was Winston Churchill.

Who also, earlier in his career, said “When I was a Conservative I said a lot of very stupid things, and I became a Liberal so that I wouldn’t have to go on saying very stupid things.” (in 1906, according to Roy Jenkins).

50

Ben Alpers 03.08.11 at 11:52 am

re: those Churchill quotes:

How many famous British quips about Liberals and Conservatives (i.e. members of the two dominant British political parties of the late 19th and early 20th centuries) get frequently repurposed as if they were about liberals and conservatives (i.e. advocates of two broader political persuasions)?

51

sam 03.08.11 at 12:49 pm

@Matt

” I wasn’t clear, I guess. I meant that Kuhn isn’t very influential in philosophy of science these days, in the sense that there are very few “Kuhnians” or people who defend his core ideas, or so it seems to me. I’m much less sure about history of science, especially when it’s distinct from philosophy of science, but my impression is that it, too, has moved away from Kuhn’s position in important ways, and that few people would present themselves as Kuhnians.”

Maybe for the same reasons Wittgenstein isn’t as influential as he once was. It’s the fuzziness, the lack of clear, clean lines. It’s messy. Can’t have that.

52

Jacob T. Levy 03.08.11 at 1:29 pm

Niamh @16 FTW.

53

LD 03.08.11 at 1:55 pm

This is my new candidate for best sentence ever:

“I had imagined graduate school as a shining city on a hill, but it turned out to be more like an extended visit with a bear in a cave.”

54

LFC 03.08.11 at 2:05 pm

Dan Nexon @43 — clicking the link results in “page not found” at WileyOnline (but I assume, from your intro, that you were referencing one of your articles?).

55

markd 03.08.11 at 2:48 pm

Chris @11, “Personally, I’m on the side that…” — this is precisely it: what matters is what each and every individual does, not what this (genius) or that (moron) does…if one is a philosopher, or a Kuhnian, how does that effect one’s behaviour?

56

Paul Orwin 03.08.11 at 3:16 pm

I have always taken some interest in philosophy of science, but two things appear to me clear, and a bit disheartening. 1) working scientists seem to care roughly not at all about philosophy of science, and 2) it does not seem to matter that 1) is true.

Also, to the extent that scientists spend time defining science, Kuhn’s notion of falsifiability comes up fairly quickly, and is rarely challenged. FYI. This frequently occurs during the great, neverending, and pointless Evolution “debate” (as if there was an exchange of views going on, rather than shouting into the void).

57

Theophylact 03.08.11 at 3:42 pm

My experience of Errol Morris’s films and writings is that they’re never going quite where you expect them to go. I suggest you stick around for the ride.

When I was in my twenties, I was a lot more impressed with Kuhn (and a lot less with Kripke) than I am now.

58

Walt 03.08.11 at 4:29 pm

Paul Orwin: Falsifiability is Popper, not Kuhn. Kuhn is the idea of “paradigm shifts”.

59

john c. halasz 03.08.11 at 4:58 pm

@56:
“Philosophy of science is about as useful to scientists as ornithology is to birds,” according to physicist Richard Feynman.

60

Paul Orwin 03.08.11 at 5:24 pm

D’oh! sorry – I’ll stop commenting on shit I don’t know anything about :) (by the way, a working scientist, and therefore proof of my statement (1)) .

61

engels 03.08.11 at 5:25 pm

Ornithology could conceivably be pretty useful to birds if they were able to understand it.

62

Bruce Wilder 03.08.11 at 5:53 pm

I don’t think it surprising that most working scientists wouldn’t think much about the Philosophy or History of Science, and that what they would think about it would be mostly ill-informed or ill-considered. It is not unlike businessmen, who do not make a habit of thinking much about Economics. It is a matter of perspective determining actual utility.

Kuhn’s concept of a paradigm is of a meta-framework. A working scientist, according to Kuhn, works within the framework of the established paradigm. Why would a working scientist have a meta-familiarity with his paradigm? It would be difficult, psychologically and intellectually, and profit-less.

Kuhn’s challenge to Popper’s “falsifiability” is only successful at a meta-level. So, of course, Popper is going to be regarded more cordially.

63

Substance McGravitas 03.08.11 at 5:56 pm

I don’t think it surprising that most working scientists wouldn’t think much about the Philosophy or History of Science, and that what they would think about it would be mostly ill-informed or ill-considered. It is not unlike businessmen, who do not make a habit of thinking much about Economics.

I’m not sure I’d go with that analogy as the world of science is not on the brink of collapse having been cheered on by the Philosophy of Science orthodoxy.

64

Hidari 03.08.11 at 6:25 pm

# 59

That quote has always annoyed me (and not just because, as engels points out, it’s arguably false). It’s simply false to say that all scientists aren’t interested in the philosophy of science or that the philosophy of science has had no impact on the development of science.

The debate between Bohr and Einstein,for example, was pretty much all about their view of what science is, and was backed up by (both of their) considerable reading in philosophy. And the more contemporary debates between Gould and Dawkins were very obviously about (amongst other things) their differing views of what science was and ought to be.

65

Hidari 03.08.11 at 6:26 pm

Why does my hash key always show as a 1? That last comment was meant to start with symbols saying: ‘referring back to comment 59’. Sheesh.

66

Bruce Wilder 03.08.11 at 9:26 pm

@63

The failures of Economics are, at base, of course, corruption by power, but also, a failure of Philosophy of Science to make an adequate and effective critique of Economics and its methods.

67

Antonio Conselheiro 03.08.11 at 9:31 pm

“A bug is not an entomologist”.

Roman Jakobsen, explaining why Vladimir Nabokov should not be hired to teach Russian literature.

68

Antonio Conselheiro 03.08.11 at 9:36 pm

Deborah Redman has argued that economists did in fact pay attention to philosophy of science, but that the result was that they screwed everything up with their opportunistic interpretations (e.g. “paradigm enforcement”, unfalsifiable research programs, and the kneejerk acceptance of counterfactual assumptions).

69

Steven 03.08.11 at 9:46 pm

“Kripke addressed the 20 or so graduate students and professors assembled in a small seminar room by looking at them through an empty water glass as if it were a telescope or the lens of a camera.”

“-I knew Kripke was crazy, but I didn’t know he was that crazy.”

It doesn’t beat the time I saw him pick up wheel of brie after a talk, take an aggressive bite out if it, then out it back down on the serving plate, never once stopping his conversation about zombie minds.

70

Theophylact 03.08.11 at 9:57 pm

Steven @ 69: Oh, I have Kripke stories I could tell you… but none more recent than 1963.

71

Antonio Conselheiro 03.08.11 at 10:25 pm

The offensive thing about Kripke to me is that apparently he doesn’t publish his stuff, but just passes it out to favored individuals. He’s extremely influential within the profession that way, and what this means is that his students have a substantial head start over those they’re competing with. This would be true to an extent anyway, but it’s like he’s formed a closed guild with trade secrets.

72

RA 03.09.11 at 2:46 am

Morris’ utterly lazy reading of Kuhn in the second essay makes me think Thomas was justified in chucking the ashtray at him.

73

chris y 03.09.11 at 9:34 am

“Who also, earlier in his career, said “When I was a Conservative I said a lot of very stupid things, and I became a Liberal so that I wouldn’t have to go on saying very stupid things.” (in 1906, according to Roy Jenkins).”

By which time he was already 32. People should have noticed.

“Mama, are Tories born wicked or do they become so?”

“They are born wicked and become worse!”

74

Theophylact 03.09.11 at 3:01 pm

“The offensive thing about Kripke to me is that apparently he doesn’t publish his stuff, but just passes it out to favored individuals. He’s extremely influential within the profession that way, and what this means is that his students have a substantial head start over those they’re competing with. This would be true to an extent anyway, but it’s like he’s formed a closed guild with trade secrets.”

Reminds me of some old Greek.

75

Antonio Conselheiro 03.09.11 at 5:28 pm

Pythagoras yes, Socrates no.

76

Brock 03.09.11 at 9:49 pm

71: The first volume of Kripke’s collected papers is due to be published in August.

http://www.oup.com/us/catalog/general/subject/Philosophy/Language/?view=usa&ci=9780199730155

77

Glen Tomkins 03.10.11 at 1:36 am

It’s no surprise that people who begin by taking Physics as paradigmatic of science should end by flinging ashtrays.

78

Nat Kuhn 03.13.11 at 2:55 pm

@Hidari (1): thank you for your skepticism—among people who knew my father intimately, most would likely be sympathetic with the bear-in-the-cave simile but we all find the flinging of an ashtray to be so out of character as to be completely beyond belief. I’ve written at more length here (and in the entry before and after that one). Like you, I don’t know what Morris’s view of the irony is, but I’m hoping the eponym could be “Errol Morris’s ashtray” in honor of its recounter.

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